Special Report
Special Report
Special Report: A fresh look at the state of regulatory reform
In this series, we discuss some of the indications, identifying the areas generating the most interest and the most resistance. We begin with articles examining the current status of regulatory reform in the US and in other nations. We also look in-depth at specific areas such as derivatives regulation and the ‘Big Switch’ from federal regulation to state regulation for many investment advisers. Getting down to details, the series also looks at the practical and big challenge of record-keeping requirements precipitated by Dodd-Frank. To get straight to the source, we include exclusive interviews with Richard Neiman, the Superintendent of the powerful New York State Banking Department and a member of the TARP Oversight Panel, and Verena Ross, newly appointed Executive Director of the EU super-regulator, European Securities and Markets Authority.