Tue, 02/10/2015 - 12:00pm to 1:00pm

Compliance and the Senior Manager and Certified Persons Regime

Join Thomson Reuters Senior Regulatory Intelligence Expert, Jane Walshe and Clifford Chance Employment Partner, Alistair Woodland to hear about key points to note and tips for complying with the new Senior Managers and Certified Persons regime.

Jane and Alistair will aim to demystify the 600 or so pages of draft rules, guidance and supervisory statements that have been published by both regulators, firstly in July 2014 and more recently in December 2014, with the aim of helping those who must implement the regime navigate the myriad requirements effectively.

Wed, 02/11/2015 - 8:00am to Thu, 02/12/2015 - 5:30pm

OpRisk World 2015

Thu, 02/12/2015 - 4:00pm to 7:00pm

The Consequences of Regulation on Client On-boarding

Client on-boarding and account management are critical functions for any financial services firm in today's ever more demanding regulatory climate.

Tue, 02/24/2015 - 8:00am to Fri, 02/27/2015 - 5:00pm

ITAS 2015 - International Transfer Agency Summit

Tue, 02/24/2015 - 12:00pm to Wed, 02/25/2015 - 5:00pm

SIFMA AML & Financial Crimes Conference

New York, NY

Thu, 02/26/2015 - 8:00am to 5:00pm

Fraud & Error 2015

Thu, 03/05/2015 - 8:00am to Fri, 03/06/2015 - 5:00pm

FIBA Anti-Money Laundering Compliance Conference

Miami, FL

Sun, 03/08/2015 - 8:00am to Tue, 03/10/2015 - 12:30pm

Chief Legal Officer Exchange

Tucson, AZ

Sun, 03/15/2015 - 3:00pm to Wed, 03/18/2015 - 1:30pm

SIFMA’s 2015 Compliance & Legal Society Annual Seminar

Phoenix, AZ

Mon, 03/16/2015 - 8:30am to Wed, 03/18/2015 - 12:30pm

ACAMS Moneylaundering.com AML & Financial Crime Conference

Hollywood, FL