Tue, 01/27/2015 - 8:00am to Thu, 01/29/2015 - 5:00pm
Fri, 01/30/2015 - 8:00am to 4:00pm
Tue, 02/10/2015 - 12:00pm to 1:00pm
Join Thomson Reuters Senior Regulatory Intelligence Expert, Jane Walshe and Clifford Chance Employment Partner, Alistair Woodland to hear about key points to note and tips for complying with the new Senior Managers and Certified Persons regime.
Jane and Alistair will aim to demystify the 600 or so pages of draft rules, guidance and supervisory statements that have been published by both regulators, firstly in July 2014 and more recently in December 2014, with the aim of helping those who must implement the regime navigate the myriad requirements effectively.
Wed, 02/11/2015 - 8:00am to Thu, 02/12/2015 - 5:30pm
Thu, 02/12/2015 - 4:00pm to 7:00pm
Client on-boarding and account management are critical functions for any financial services firm in today's ever more demanding regulatory climate.
Tue, 02/24/2015 - 8:00am to Fri, 02/27/2015 - 5:00pm
Tue, 02/24/2015 - 12:00pm to Wed, 02/25/2015 - 5:00pm
New York, NY
Thu, 02/26/2015 - 8:00am to 5:00pm
Thu, 03/05/2015 - 8:00am to Fri, 03/06/2015 - 5:00pm
Sun, 03/08/2015 - 8:00am to Tue, 03/10/2015 - 12:30pm