Accelus Compliance Manager

Accelus Compliance Manager

Significant increases in regulation have impacted the performance of compliance professionals, the companies they work for, and the broader economy as a whole. Compliance teams face extraordinary market conditions, constantly shifting regulation with multi-jurisdictional requirements, and increased pressure to deliver with reduced budgets and significant resource constraints. Successful compliance management requires a holistic, connected methodology designed to protect and enhance business value by fostering a regulatory risk-aware culture, support for informed decision making, and the ability to address the required multiple steps in the compliance business process.

Through our experience in working with hundreds of compliance professionals, we understand that compliance processes and workflow each have critical steps that must be executed well in isolation. In addition, our clients have communicated the desire for a consistent, purpose-built platform that connects these isolated steps together in a connected solution designed for the complex needs of compliance professionals. Accelus Compliance Manager provides capabilities to optimize each step in the compliance workflow as well as offering a connected system that links regulatory intelligence, policies, risks and controls.

Accelus Compliance Manager is a connected solution that provides purpose-built functionality that enables users to join up the ever changing regulatory information and connect it to their internal compliance business process workflow. As a comprehensive solution, the system is designed to serve as a regulatory intelligence portal, enable users to assess and manage regulatory events, connect regulatory change to relevant policies and controls, monitor, test, and audit controls, and provide a central system to evidence and report compliance to management and regulators. Through a shared taxonomy focused on regulations and risks, the solution enables a common language of compliance, shared methodology, and increased visibility, transparency and insight.

Core features of Accelus Compliance Manager include:

• Connected relationships between regulatory intelligence and internal business structures, policies, and risks
• Regulatory events that are dynamically linked to the relative risks, policies and controls and communicated to the respective business owners
• Centralized policy management, record-keeping and training
• Impact assessments and corresponding follow-up that are documented and managed through a standard workflow process
• Centralized issue management and remediation plan documentation for compliance related processes
• Compliance specific workflow that supports processes of supervisory controls and suspicious activity monitoring
• Support for regulatory reporting including regulatory certifications, filing tracking, compliance reviews, and regulatory exams